Metricon’s prism coupling instruments have been referenced in numerous scientific journal articles spanning a wide range of disciplines. Metricon1 This list of Journal References on the prism coupling technique is divided into the following categories: An initial short section entitled "Basic Theory of Prism Coupling" lists representative articles on the theory of thin film waveguides and the prism coupling technique. To illustrate typical uses of Metricon prism coupling systems, a second section entitled "Applications of Prism Coupling" lists journal articles referencing Metricon systems grouped alphabetically by first author under the following categories: 1.Polymer thin films (microelectronic waveguide and data storage applications) 2.Inorganic thin films (microelectronic and waveguide applications) 3.Free standing polymers for packaging applications Basic Theory of Prism Coupling Note: The first two articles below (Tien et al and Ulrich et al) describe in detail the theory of thin film optical waveguide modes, the method of exciting and observing these modes with a prism coupler, and the mathemathical techniques employed to extract film thickness and index values from observed mode locations (angles). The third article by Kersten is less rigorous, but more readable, and offers a concise summary of the most important ideas behind the technique. The final article (Adams et al) is included because it extends the basic theory of the first two articles to show that prism coupling also allows accurate measurements of thin films for the non-waveguiding case in which the measured film is deposited on a substrate of higher index (e.g., silicon). Note: The first two articles below (Tien et al and Ulrich et al) describe in detail the theory of thin film optical waveguide modes, the method of exciting and observing these modes with a prism coupler, and the mathemathical techniques employed to extract film thickness and index values from observed mode locations (angles). The third article by Kersten is less rigorous, but more readable, and offers a concise summary of the most important ideas behind the technique. The final article (Adams et al) is included because it extends the basic theory of the first two articles to show that prism coupling also allows accurate measurements of thin films for the non-waveguiding case in which the measured film is deposited on a substrate of higher index (e.g., silicon). P. K. Tien, “Light Waves in Thin Films and Integrated Optics”, Appl. Opt., 10, 2395 (1971). R. Ulrich and R. Torge, “Measurement of Thin Film Parameters with a Prism Coupler”, Appl. Opt., 12, 2901 (1973). R. T. Kersten, “A New Method for Measuring Refractive Index and Thickness of Liquid and Deposited Solid Thin Films”, Opt. Commun., 13, 327 (1975). A. C. Adams, D. P. Schinke, and C. D. Capio, “An Evaluation of the Prism Coupler for Measuring the Thickness and Refractive Index of Dielectric Films on Silicon Substrates”, J. Electrochem. Soc., 126, 1539 (1979). Applications of Prism Coupling Note: Articles in this section primarily reference measurements made with Metricon’s Model 2010 or Model 2010/M systems but a few may reference Metricon’s earlier PC-200 and PC-2000 systems. This is only a small fraction of the published articles referencing Metricon systems and we invite authors to forward references to us for inclusion in this list. 1. Polymer thin films (microelectronic, waveguide and data storage/display applications): S. Ando, Y. Watanabe and T. Matsuura, “Wavelength Dependence of Refractive Indices of Polyimides in Visible and Near-IR Regions,” Jpn. J. Appl. Phys., 41, 5254-5258 (2002). S. J. Bai, R. J. Spry, D. E. Zelmon, U Ramabadran, and J. Jackson, “Optical Anisotropy of Polymeric Films Measured by Waveguide Propagation Mode Determination,” J. Polymer Sci., 30, 1507 (1992). S. J. Bai, R. J. Spry, M. D. Alexander, Jr, and J. R. Barkley, “Optical Attenuation in Planar Waveguides of Unidirectionally Oriented Copolyester Film, J. Appl. Phys., 79, 11 (1996). D. Boese, H. Lee, D. Y. Yoon, J. D. Swalen, and J. F. Rabolt, “Chain Orientation and Anisotropies in Optical and Dielectric Properties in Thin Films of Stiff Polyimides,” J. Polymer Sci., 30, 1321 (1992). F. Chen, J. Wang, C. Ye, W. Ni, J. Chan, Y. Yang, and D. Lo, “Near infrared distributed feedback lasers based on LDS dye-doped zirconia-organically modified silicate channel waveguides”, Opt. Express, 13, 1643-1650 (7 March 2005). J. C. Coburn, M. T. Pottiger, S. C. Noe, S. D. Senturia, “Stress in polyimide coatings, J. Polym. Sci. Part B: Polym. Phys., 32, 1271-1283, (11 March 2003). S. R. Connor, “Engineering properties of high refractive index optical gels for photonic device applications,” Proc. SPIE, Vol. 3937, paper no. 3937-25, January 2000. C. C. Fay, D. M. Stoakley, A. K. St. Clair, “Molecularly oriented films for space applications,” High Performance Polymers, 11, 145-156 (March 1999). T. Hattori, T. Shibata, S. Onodera and T. Kaino, “Fabrication of refractive index grating into azo-dye-containing polymer films by irreversible photoinduced bleaching,” J. Appl. Phys., 87, 3240 (2000). T. Ishigure, Y. Koike, and J. W. Fleming, “Optimum index profile of the perfluorinated polymer-based GI polymer optical fiber and its dispersion properties”, J. Lightwave Tech., 18, 178-184 (2000). D. Jin, D. Huang, S. Condon, H. W. Guan, S. Cong, A. Barklund, and R Dinu, “Low index electro-optic sol-gel materials”, Proc. Of SPIE, 6020, 602006 (2005). J. W. Kang, E. Kim, J.J. Kim, “All-optical switch and modulator using photochromic dye doped polymer waveguides,” Optical Materials 21, 543-548 (2002). J. W. Kang, J. P. Kim, W. Y. Lee, J. S. Kim, J. S. Lee and J. Kim, “Low-loss fluorinated poly(arylene ether sulfide) waveguides with hi thermal stability,” J. Lightwave Tech., 19, 872-875 (June 2001) M. Khalil, S. Saeed, and Z. Ahmad, “Properties of binary polyimide blends containing hexafluoroisopropylidene group”, J. Macromolecular Sci., 44, 55-63 (2006). M-S Kim, H. Maruyama, T. Kawai and M. Irie, “Refractive Index Changes of Amorphous Diarylethenes Containing 2, 4-Diphenylphenyl Substituents,” Chem. Mater., 15, 4539-4543 (2003). C. Lee, Y. Shul, H. Han, “Dielectric properties of oxydianiline-based polyimide thin films according to the water uptake,” J. Polym. Sci. Part B: Polym. Phys., 40, 2190-2198, (13 Aug. 2002). C. Lee, J. Seo, Y. Shul, and H. Han, “Optical properties of polyimide thin films. Effect of chemical structure and morphology”, Polymer Journal 35, 578 (2003). L. Lin, S.A. Bidstrup, “Effect of molecular orientation on the dielectric properties of spin-coated polyimide films,” J. Appl. Polym. Sci., 54, 553-560 (1994). H. C. Liou, P. S. Ho, A. McKerrow, “The effect of crosslinking on thermal and mechanical properties of perfluorocyclobutane aromatic ether polymers”, J. Polym. Sci. B, 36, 1383 (1998). H.C. Liou, P.S. Ho, B. Tung, “Structure-property correlation for thin films of semi-interpenetrating polyimide networks. I. Miscibility, curing, and morphology studies,” J. Polym. Sci. Part B: Polym Phys., 70, 261-272, (1998). B. Liu, W. Hu, T. Matsumoto, Z. Ziang, S. Ando, “Synthesis and Characterization of Organosoluble Ditrifluoromethylated Aromatic Polyimides,” J. Polym. Sci. Part A: Polym. Chem. 43, 3018-3029 (2005). W. Liu, Y. Guo, Y. Koike, and Y. Okamoto, “A Novel Thermally and Chemically Stable Polymer: Poly(2-difluoromethylene-1, 3-dioxolane),” Macromolecules, 37, 254-255 (2004). A.L. Martin, D.K. Armani, L.Yang and K. J. Vahala, “Replica-molded high-Q polymer microresonators,” Opt. Lett., 29, 533-535 (March 15, 2004). H. Maruyama, T. Kawai, M-S Kim and M. Irie, “Novel Nondestructive Readout Methods for Near-field Optical Recording with Large Refractive Index Modulation in Amorphous Diarylethene Layer,” Jpn. J. Appl. Phys., 43, 1625-1630 (2004). T. Matsumoto and C. Feger, “Optical Properties of Polyalicyclic Polyimides,” J. of Photopolymer Science and Technology, 11, 231-236 (1998). O. V. Mishechkin, R. L. Davis, L. F. Fan, D. Lu, and M. Fallahi, “Passivation of organic-inorganic hybrid sol-gel”, J. Sol-Gel Sci. Tech., 34, 47-51 (2005) S. C. Noe, J. Y. Pan, and S. D. Senturia, “Optical Waveguiding as a Method of Characterizing the Effect of Extended Cure and Moisture on Polyimide Films”, SPE ANTEC 1991, Paper #376/33. R. A. Norwood, L. A. Whitney, “Rapid and accurate measurements of photoresist refractive index dispersion using the prism coupling method,” Proc. SPIE, 2725, 273-280, (May 1996). J. U. Park, W. S. Kim and B. S. Bae, “Photoinduced low refractive index in a photosensitive organic-inorganic hybrid material”, J. Mater. Chem., 13, 738-741 (2003). M.T. Pottiger, J.C. Coburn, J.R. Edman, “The effect of orientation on thermal expansion behavior in polyimide films,” J. Polym. Sci. Part B: Polym Phys., 32, 825-837 (1994). S. Qian, J. Colegrove, P. Y. Liu and X. Quan, “Organic-based electrically switchable bragg gratings and their applications in photonics and telecommunications,” Proc. SPIE, 4279, 69 (2001). M. Ree, K. Kim, S. H. Woo, and H. Chang, “Structure, Chain Orientation, and Properties in Thin Films of Aromatic Polyimides with Various Chain Rigidities,” J. Appl. Phys., 81, 2 (1997). M. Ree, T.J.Shin, Y.H.Park, S.I, Kim, S.H. Woo, C.K. Cho, C.E. Park, “Residual stress and optical properties of fully rod-like poly(p-phenylene pyromellitimide) in thin films: Effects of soft-bake and thermal imidization history,” J. Polym. Sci. Part B: Polym Phys, 36, 1261-1273 (1998). Q. Ren, Y.T. chow, F. Q. Meng, S.W.Wang. Z. H. Lu, C.B. Ma, H. Wang, D. Xu and W. A. Gambling, “Optical constants of the nano-crystal and polymer composite thin film PbTiO3/PEK-c,” Journal of Materials Science, 36, 1857-1861 (April 2001). S.J. L. Ribeiro, Y. Messaddeq, R.R. Goncalves, M. Ferrari, M. Montagna, and M. A. Aegerter, “Low optical loss planar waveguides prepared in an organic-inorganic hybrid system,” Appl. Phys. Lett, 77, 3502-3504, (27 Nov. 2000). S. Sarkisov, M. Curley, D. Diggs, A. Wilkosz, V. Grimalsky, “Optical channel waveguides formed by upconverted photobleaching of dye-doped polymer film in regime of dark spatial soliton,” Opt. Comm. 161, 132-140, (1999). S. Sarkisov, M. Curley, D. Diggs, A. Wilkosz, V. V. Grimalsky, and G. Adamovsky, “Dark spatial solitons in photopolymer films for optical interconnections,” Opt. Eng. 39(3), 616-623 (March 2000). S. Sarkisov, M. Curley, A. Wilkosz, V. Grymalsky, “Optical channel wavehuides formed by upconverted photobleaching of dye-doped polymer film in regime of dark spatial soliton,” Opt. Commu. 161, 132-140 (1999). S. Sarkisov, Z. Teague, P. Venkateswarlu, H. Abdeldayem, D. Frazier, G. Adamovsky, “Formation of a graded-index waveguide in UV exposed polyimide,” J. Appl. Phys. 81, 2889 (1997). J. Seo, H. Han, “Water diffusion studies in polyimide thin films,” J. Appl. Polym. Sci, 82, 731-737 (13 Aug. 2001). W. Shi, C. Fang, Q. Pan, Z. Qin, Q. Gu, D. Xu and J. Yu, “Optimization and characterization of the guest-host polyetherketone polymer films for application in integrated optical devices,” J. Phys. D: Appl. Phys, 35, 1404-1407 (2002). T. Takasaki, Y. Kuwana, T. Takahashi, S. Hayashida, “Synthesis and Optical Properties of Polyimides,” J. Polym. Sci.: Part A: Polym. Chem., 38, 4832-4838 (2000). N. Tanio, “Structural relaxation and refractive index of low-loss poly(methyl methacrylate) glass”, Polym. J., 34, 466-470 (2002) Y. Terui, S. Ando, “Coefficients of Molecular Packing and Intrinsic Birefringence of Aromatic Polyimides Estimated Using Refractive Indices and Molecular Polarizabilities,” J. Polym. Sci. Part B: Polym. Phys., 42, 2354-2366, (2004). W. H. Wong, J. Zhou, and E. Y. B. Pun, “Low-loss polymeric optical waveguides using electron-beam direct writing,” Appl. Phys. Lett., 78, 2110-2112 (9 April 2001). Y. Wu, Y. Li, B.S. Ong, P. Liu, S. Gardner, B. Chiang, “High-Performance Organic Thin-Film Transistors with Solution-Printed Gold Contacts,” Adv. Matls., 17, 184-187 (25 Jan. 2005). D. Xu, Q. Ren, P.L. Chu, Y.T. Chow, H.P. Chan, S.Y. Cheng, B.,Chow, S.Y. Guo and H.L. Yang, “Study on the properties of a nanocrystal and polymer composite PbTiO3/PEK-c film with optical anisotropy,” J. Matl. Sci., 39, 6577-6582 (Nov. 2004). J.H. Yim, Y.Y. Lyu, H.D. Jeong, S. A. Song, I.S. Hwang, J. Hyeon-Lee, S.K. Mah, S. Chang, J.G. Park, Y. F. Hu, J.N. Sun and D. W. Gidley, “The Preparation and Characterization of Small Mesopores in Siloxane-Based Materials That Use Cyclodextrins as Templates,” Adv. Funct. Mater. 2003, 13, 382-386 (May 2003). Y. G. Zhao, W. K. Lu, Y. Ma, S. S. Kim, S. T. Ho, and T. J. Marks, "Polymer waveguides useful over a very wide wavelength range from the ultraviolet to infrared”, Apll. Phys. Lett., 77, 2961-2963 (6 Nov. 2000). C. G. Zimba, V. M. Hallmark, S. Turrell, J. D. Swalen, and J. F. Rabolt, “Applications of Fourier Transform Raman Spectroscopy to Studies of Thin Polymer Films”, J. Phys. Chem., 94, 939 (1990). 2. Inorganic materials (microelectronic, waveguide and data storage/display applications): C. Baker, J. Heikenfeld, and A. Steckl, “Photoluminescent and Electroluminescent Zn2Si0.5Ge0.5O4:Mn Thin Films for Integrated Optic Devices,” IEEE J. Sel. Topics in Quant. Elec., 8, (Nov.-Dec. 2002). S. Biswal, S. P. O’Connor and S. R. Bowman: “Thermo-optical parameters measured in potassium-gadolinium-tungstate” CLEO 2004, CThT62 (2004). S. Biswal, S. P. O’Connor and S. R. Bowman: “Thermo-optical parameters measured in ytterbium-doped potassium gadolinium tungstate”, Appl. Opt. 44, 3093 (2005). C. S. Burke, O. McGaughey, J.M. Sabattie, H. Barry, A. K. McEvoy, C. McDonagh and B. D. MacCraith, “Development of an integrated optic oxygen sensor using a novel, generic platform”, The Analyst, 130, 41-45, (2005). B. Chen, P.R. Hua, S.Y. Xu, D.Y.Yu, E. Y.B. Pun, D.L. Zhang, “Mode indices of a special Ti-diffused LiNbO3 waveguide structure: a strip waveguide array embedded in a planar waveguide”, IEEE Phot. J., 4(5), 1553-1559 (October 2012). F. Chen, X. L. Wang and K. M. Wang, “Optical waveguides formed in Nd:YVO4 by MeV Si+ implantation”, Appl. Phys. Lett., 80, 3473-3475 (13 May 2002). F. Chen, X.-L. Wang, Q.-M. Lu, G. Fu, S.-L. Li, K.-M. Wang, D.-Y. Shen and R.Nie, “Property study of Si+-ion-implanted Nd:YVO4 waveguides,” Appl. Phys. B 75, 895-897 (2002). F. Chen, K-M. Wang, X-L. Wang, X-S. Li, Q-M. Lu, D-Y. Shen and R. Nie, “Monomode, nonleaky planar waveguides in a Nd3+-doped silicate glass produced by silicon ion implantation at low doses”, J. Appl. Phys., 92, 2959 (2002). S.D. Cheng, Y. Zhou, C.H. Kam, Y.L. Lam, Y.C. Chan, W. X. Que, and W. S. Gan, “Sol-Gel Derived Thin Films of LiTaO3 on SiO2/Si Substrates for Optical Waveguide Applications,” Fiber and Int. Opt., 20, 45-52, (Jan. 1, 2001). K. S. 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